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Institutional Investor Advisor Individual Investor

Brendan Dunphy

Director, Head of Business Risk Management
22 Years experience
15 Years at ClearBridge



  • 22 years of investment industry experience
  • Joined predecessor in 2005
  • Member of the ClearBridge Risk, Brokerage, and GIPS Steering Committees
  • Schroder Investment Management North America - Vice President - Senior Compliance Analyst
  • The Falconwood Corp. - Supervisor of Proprietary Trading
  • U.S. Securities and Exchange Commission - Compliance Examiner
  • BS in Finance from Baruch College