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Institutional Investor Advisor Individual Investor

Barbara Manning

Managing Director, General Counsel, Chief Compliance Officer
39 Years experience
13 Years at ClearBridge

"Compliance is a company-wide responsibility and our best-practices approach ensures that we meet our fiduciary duties."

Barbara is both the General Counsel and Chief Compliance Officer of ClearBridge. She joined a predecessor organization in 2005 and has 39 years of investment industry experience. Barbara manages a team of six compliance managers and analysts, and is a member of the ClearBridge Management, Brokerage, Proxy, GIPS Steering and Valuation Committees.

Prior to joining the firm, she served as the Chief Compliance Officer for Schroder Investment Management North America, Inc., as a Senior Manager at Ernst & Young LLP, Special Counsel at the law firm of Rosenman & Colin LLP, and as an Associate at the law firm of Kramer, Levin, Naftalis & Frankel LLP. She began her career at the U.S. Securities and Exchange Commission where she was an Assistant Regional Administrator in the New York Regional Office.

Barbara holds a JD from the Hofstra University School of Law and a BA from Brooklyn College/City University of New York.

Experience

  • 39 years of investment industry experience
  • Joined a predecessor organization in 2005
  • Member of the ClearBridge Management, Brokerage, Proxy, GIPS Steering and Valuation Committees
  • Schroder Investment Management North America, Inc. - Chief Compliance Officer
  • Ernst & Young LLP - Senior Manager
  • Rosenman & Colin LLP - Special Counsel
  • Kramer, Levin, Naftalis & Frankel LLP - Associate
  • U.S. Securities and Exchange Commission - Assistant Regional Administrator
  • JD from Hofstra University School of Law
  • BA from Brooklyn College/City University of New York