Brendan is the Global Head of Compliance and Enterprise Risk at ClearBridge Investments. He joined ClearBridge in 2005 and has 28 years of investment industry experience.
Brendan joined ClearBridge as a Compliance Manager, was named Head of Business Risk Management in 2017, and became Global Head of Compliance and Enterprise Risk in 2023. Prior to joining ClearBridge, he was a Senior Compliance Analyst at Schroder Investment Management North America; Supervisor of Proprietary Trading at The Falconwood Corporation; and Compliance Examiner at the U.S. Securities and Exchange Commission.
Brendan received a B.S. in finance from Baruch College.
Experience
- 28 years of investment industry experience
- Joined ClearBridge Investments in 2005
- ClearBridge Investments – Head of Business Risk Management
- ClearBridge Investments – Compliance Manager
- Schroder Investment Management North America – Senior Compliance Analyst
- The Falconwood Corporation – Supervisor of Proprietary Trading
- U.S. Securities and Exchange Commission – Compliance Examiner
- B.S. in finance from Baruch College