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Brendan Dunphy

Brendan Dunphy

Managing Director, Global Head of Compliance and Enterprise Risk
28 Years experience
20 Years at firm

Brendan is the Global Head of Compliance and Enterprise Risk at ClearBridge Investments. He joined ClearBridge in 2005 and has 28 years of investment industry experience.

Brendan joined ClearBridge as a Compliance Manager, was named Head of Business Risk Management in 2017, and became Global Head of Compliance and Enterprise Risk in 2023. Prior to joining ClearBridge, he was a Senior Compliance Analyst at Schroder Investment Management North America; Supervisor of Proprietary Trading at The Falconwood Corporation; and Compliance Examiner at the U.S. Securities and Exchange Commission.

Brendan received a B.S. in finance from Baruch College.

Experience

  • 28 years of investment industry experience
  • Joined ClearBridge Investments in 2005
  • ClearBridge Investments – Head of Business Risk Management
  • ClearBridge Investments – Compliance Manager
  • Schroder Investment Management North America – Senior Compliance Analyst
  • The Falconwood Corporation – Supervisor of Proprietary Trading
  • U.S. Securities and Exchange Commission – Compliance Examiner
  • B.S. in finance from Baruch College